Skip to content

Organisme de Surveillance des Instituts Financiers

Organisme de Surveillance des Instituts Financiers

  • Home
  • Portfolio managers and Trustees
    • Affiliation Steps
    • Supervision contract
    • Tutorials
    • Fees
    • Training
  • Audit
    • Terms of approval
    • Working documents (in French only)
    • Authorised auditors
  • Our team
  • FAQ
  • English
    • Français
  • Home
  • Portfolio managers and Trustees
    • Affiliation Steps
    • Supervision contract
    • Tutorials
    • Fees
    • Training
  • Audit
    • Terms of approval
    • Working documents (in French only)
    • Authorised auditors
  • Our team
  • FAQ
  • English
    • Français

Tutorials

  1. Home>
  2. Portfolio managers and Trustees>
  3. Tutorials
In order to help you with the authorisation process, OSIF has produced a series of tutorials covering the entire FINMA authorisation application form (which you can download here)

Tutorial 1

Authorisation and supervision: how does it work?

Tutorial 2

What is the authorisation process for portfolio managers and trustees?

Tutorial 3

What is the general information to be provided?

Tutorial 4

How to fill in the information on the applicant?

Tutorial 5

How to fill in the information on the activities?

Tutorial 6

Management of individual portfolios; what information should be provided?

Tutorial 7

Activities of trustees: what information to provide?

Tutorial 8

Management and investment advice for collective assets: what information should be provided?

Tutorial 9

Investment advice for individual portfolios and offer of financial instruments: what information should be provided?

Tutorial 10

Qualified participation company and group companies: how to fill in the form?

Tutorial 11

What are the organisational requirements for portfolio managers and trustees?

Tutorial 12

Can the portfolio manager and the trustee delegate the execution of their tasks to third parties?

Tutorial 13

Money Laundering Supervision (MLA): What information should be provided?

Tutorial 14

What information does FINMA expect regarding Suitability and other rules of conduct?

Tutorial 15

Which annexes are required in the application?

Tutorial 16

How to fill in the form for proper business conduct?
Terms and conditions of supervision
Deadlines
  • + 41 22 580 39 39
  • welcome@osif.ch

OSIF
Rue de Rive 8
Case Postale 3178
1211 Genève 3

Notice Légale / Legal Notice

The supervision contract is currently only available in French. An English version will be available by the end of December 2020

Download the contract in French